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Course Outline
Introduction to ISO 37301 and Compliance Management
- Overview of ISO 37301 standards and their intended application for government
- Fundamental compliance principles: integrity, accountability, and transparency
- Distinctions between the former ISO 19600 guidelines and current ISO 37301 requirements
Organizational Context and Leadership Accountability
- Analysis of external and internal organizational factors affecting compliance
- Roles and responsibilities of senior leadership in governance
- Development of formal compliance policies and measurable objectives
Strategic Planning and Support Mechanisms
- Identification of compliance risks and implementation of mitigation strategies
- Requirements for staff competence, awareness, and effective communication
- Documentation standards and resource allocation for the Compliance Management System (CMS)
Operational Controls and Compliance Procedures
- Definition of operational workflows and assigned responsibilities
- Evaluation of third-party relationships and outsourcing compliance obligations
- Registration of legal obligations and implementation of appropriate controls
Monitoring, Evaluation, and Reporting Protocols
- Measurement of compliance performance using Key Performance Indicators (KPIs)
- Execution of internal audits and comprehensive compliance assessments
- Procedures for compliance reporting and incident escalation
Management Review and Continuous Improvement
- Evaluation of system performance with input from leadership
- Resolution of nonconformities through corrective actions
- Commitment to the ongoing enhancement of the CMS framework
Certification, Integration, and Future Readiness
- Procedures for ISO 37301 certification and management by third-party auditors
- Alignment with ISO 37001, ISO 9001, or ISO 27001 standards
- Analysis of emerging compliance trends and digital governance advancements
Summary and Next Steps
Requirements
- Proficiency in the principles governing regulatory adherence and risk assessment
- Knowledge of established management system frameworks
- Practical background within regulatory, legal, or internal control disciplines
Audience
- Compliance specialists and internal control administrators responsible for government operations
- Internal auditors, legal counsel, and risk management practitioners
- Executive leadership and governance officials committed to maintaining regulatory integrity
14 Hours
Testimonials (1)
Theory followed by practical examples and exercices. Job well done!