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Course Outline
Introduction to ISO 37301 and Compliance Management for Government
- Overview of ISO 37301 and its purpose in enhancing compliance management systems (CMS)
- Principles of compliance: integrity, accountability, and transparency for government operations
- Key differences between ISO 19600 and ISO 37301 in the context of compliance management
Context of the Organization and Leadership for Government
- Understanding the external and internal context of government agencies
- Responsibilities of top management and leadership roles in ensuring compliance
- Establishing a robust compliance policy and defining clear objectives for government entities
Planning and Support Functions for Government
- Assessing compliance risks and developing mitigation strategies for government agencies
- Ensuring competence, awareness, and effective communication in compliance efforts for government personnel
- Documentation and resource requirements for implementing a CMS in government settings
Operational Controls and Compliance Processes for Government
- Establishing operational procedures and assigning responsibilities for compliance within government agencies
- Addressing outsourcing and third-party compliance considerations for government contracts
- Documenting compliance obligations and controls to ensure transparency and accountability in government operations
Monitoring, Evaluation, and Reporting for Government
- Measuring compliance performance using key performance indicators (KPIs) for government agencies
- Conducting internal audits and assessments to ensure adherence to compliance standards in government entities
- Establishing reporting and escalation processes for noncompliance issues within government organizations
Management Review and Continuous Improvement for Government
- Regularly reviewing system performance and incorporating leadership input to enhance compliance in government operations
- Addressing instances of noncompliance and implementing corrective actions within government agencies
- Ensuring continuous improvement of the CMS to maintain high standards of governance and accountability in government
Certification, Integration, and Future Readiness for Government
- Steps for achieving ISO 37301 certification and undergoing third-party audits in government agencies
- Integrating ISO 37301 with other standards such as ISO 37001, ISO 9001, or ISO 27001 for comprehensive compliance management in government
- Preparing for emerging compliance trends and advancing digital governance practices in government operations
Summary and Next Steps for Government
Requirements
- A solid understanding of compliance and risk management concepts for government
- Familiarity with management system standards applicable to public sector operations
- Experience in regulatory, legal, or internal control functions within the governmental context
Audience
- Compliance officers and internal control managers for government agencies
- Auditors, legal advisors, and risk professionals serving in public sector roles
- Senior managers and governance leaders committed to ensuring compliance integrity within government entities
14 Hours
Testimonials (1)
Theory followed by practical examples and exercices. Job well done!