Course Outline

Introduction to ISO 37301 and Compliance Management for Government

  • Overview of ISO 37301 and its purpose in enhancing compliance management systems (CMS)
  • Core principles of compliance: integrity, accountability, and transparency
  • Key differences between ISO 19600 and ISO 37301

Context of the Organization and Leadership for Government

  • Understanding the organization's external and internal context within the public sector
  • Responsibilities of top management and their leadership role in compliance
  • Establishing a robust compliance policy and defining clear objectives

Planning and Support Functions for Government

  • Assessing compliance risks and developing effective mitigation strategies
  • Ensuring competence, awareness, and communication requirements are met
  • Documenting resource and documentation requirements for the CMS

Operational Controls and Compliance Processes for Government

  • Establishing operational procedures and assigning responsibilities
  • Addressing outsourcing and third-party compliance considerations
  • Documenting compliance obligations and implementing control measures

Monitoring, Evaluation, and Reporting for Government

  • Measuring compliance performance using key performance indicators (KPIs)
  • Conducting internal audits and comprehensive compliance assessments
  • Implementing reporting and escalation processes for compliance issues

Management Review and Continuous Improvement for Government

  • Reviewing system performance and incorporating leadership input
  • Addressing noncompliance through corrective actions
  • Ensuring continual improvement of the CMS to meet evolving standards

Certification, Integration, and Future Readiness for Government

  • Steps for ISO 37301 certification and third-party audits in government agencies
  • Integrating ISO 37301 with other standards such as ISO 37001, ISO 9001, or ISO 27001
  • Staying informed about emerging compliance trends and digital governance practices

Summary and Next Steps for Government

Requirements

  • A solid understanding of compliance and risk management principles for government
  • Familiarity with management system standards applicable to public sector operations
  • Experience in regulatory, legal, or internal control functions within governmental entities

Audience

  • Compliance officers and internal control managers for government agencies
  • Auditors, legal advisors, and risk professionals serving public sector organizations
  • Senior managers and governance leaders committed to ensuring compliance integrity within their governmental departments
 14 Hours

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