Course Outline
Learning Objectives
Upon completion of this curriculum, participants will possess the capability to:
- Describe the foundational concepts and principles governing an AI management system under ISO/IEC 42001
- Analyze the ISO/IEC 42001 requirements for AI management systems from an audit perspective for government compliance assurance
- Assess the conformity of an AI management system to ISO/IEC 42001 standards, adhering to core audit principles and methodologies
- Execute the planning, implementation, and closure of ISO/IEC 42001 compliance audits in accordance with ISO/IEC 17021-1 requirements, ISO 19011 guidelines, and recognized auditing best practices
- Oversee the management of an ISO/IEC 42001 audit program
Curriculum Structure
Day 1: Introduction to artificial intelligence management systems and the ISO/IEC 42001 standard
Day 2: Audit principles, preparation procedures, and audit initiation
Day 3: Execution of on-site audit activities
Day 4: Audit closure procedures and reporting
Day 5: Certification examination
Examination
The “PECB Certified ISO/IEC 42001 Lead Auditor” examination satisfies the criteria of the PECB Examination and Certification Program (ECP). The assessment covers the following competency domains:
Domain 1: Core principles and concepts of AI management systems
Domain 2: Requirements for AI management systems
Domain 3: Fundamental concepts and principles of auditing
Domain 4: Preparation for ISO/IEC 42001 audits
Domain 5: Conduct of ISO/IEC 42001 audits
Domain 6: Closure of ISO/IEC 42001 audits
Domain 7: Management of ISO/IEC 42001 audit programs
For detailed information regarding examination formats, available languages, and procedural policies, please consult the PECB Examination Listing and the Examination Rules and Policies.
Certification
PECB ISO/IEC 42001 Certification Path and Prerequisites
Following a successful examination, candidates may apply for one of four professional credentials based on their experience level. All credentials necessitate passing the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or an approved equivalent) and executing the PECB Code of Ethics.
1. Certified ISO/IEC 42001 Provisional Auditor
Intended for individuals with theoretical proficiency who lack practical auditing or industry experience, suitable for early-career professionals entering the field.
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Examination Requirement: Successful completion of the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or equivalent)
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Professional Experience: No prior professional experience required
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Management System Audit Experience: No prior audit experience required
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Additional Requirement: Execution of the PECB Code of Ethics
2. Certified ISO/IEC 42001 Auditor
Designed for professionals possessing foundational experience in artificial intelligence management and auditing practices.
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Examination Requirement: Successful completion of the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or equivalent)
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Professional Experience: A total of two years, including at least one year of direct experience in Artificial Intelligence (AI)
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Management System Audit Experience: A cumulative minimum of 200 hours of qualifying audit activities
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Additional Requirement: Execution of the PECB Code of Ethics
3. Certified ISO/IEC 42001 Lead Auditor
The standard credential for experienced professionals qualified to plan, lead, and manage AI management system audit teams.
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Examination Requirement: Successful completion of the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or equivalent)
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Professional Experience: A total of five years, including at least two years of direct experience in Artificial Intelligence (AI)
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Management System Audit Experience: A cumulative minimum of 300 hours of qualifying audit activities
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Additional Requirement: Execution of the PECB Code of Ethics
4. Certified ISO/IEC 42001 Senior Lead Auditor
The highest tier for expert practitioners with extensive, long-term leadership experience in auditing AI frameworks.
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Examination Requirement: Successful completion of the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or equivalent)
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Professional Experience: A total of ten years, including at least seven years of direct experience in Artificial Intelligence (AI)
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Management System Audit Experience: A cumulative minimum of 1,000 hours of qualifying audit activities
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Additional Requirement: Execution of the PECB Code of Ethics
Note on Qualifying Audit Activities: To be recognized by PECB, audit hours must adhere to best practices and include activities such as audit planning, audit program management, drafting audit or nonconformity reports, conducting on-site audits, and leading audit teams.
General Provisions
- Certification and examination fees are incorporated into the training course fee structure.
- Participants will receive comprehensive training materials comprising over 450 pages of technical content, examples, best practices, exercises, and quizzes.
- An attestation of course completion, valued at 31 CPD (Continuing Professional Development) credits, will be issued to participants who attend the training course.
- Should a candidate not pass the examination, a retake is available at no additional cost within 12 months of the initial attempt.
Requirements
The primary prerequisite for participation in this training course is a fundamental understanding of ISO/IEC 42001, as well as the core principles and concepts of Artificial Intelligence.
Target Audience
This training course is designed for:
- Individuals with an auditing background, whether internal or external, seeking to specialize in auditing AI management systems for government and enterprise contexts
- Managers or consultants aiming to master the audit process for AI management systems
- Individuals responsible for ensuring organizational conformity with AI management system requirements
- Expert advisors in AI management
- Professionals engaged in analyzing and interpreting business requirements for AI implementation
- Individuals involved in the development and implementation of AI solutions and the design of AI system architecture
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