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 Duration 35 hours

Course Outline

Learning Objectives

Upon completion of this curriculum, participants will possess the capability to:

  • Describe the foundational concepts and principles governing an AI management system under ISO/IEC 42001
  • Analyze the ISO/IEC 42001 requirements for AI management systems from an audit perspective for government compliance assurance
  • Assess the conformity of an AI management system to ISO/IEC 42001 standards, adhering to core audit principles and methodologies
  • Execute the planning, implementation, and closure of ISO/IEC 42001 compliance audits in accordance with ISO/IEC 17021-1 requirements, ISO 19011 guidelines, and recognized auditing best practices
  • Oversee the management of an ISO/IEC 42001 audit program

Curriculum Structure

Day 1: Introduction to artificial intelligence management systems and the ISO/IEC 42001 standard

Day 2: Audit principles, preparation procedures, and audit initiation

Day 3: Execution of on-site audit activities

Day 4: Audit closure procedures and reporting

Day 5: Certification examination

Examination

The “PECB Certified ISO/IEC 42001 Lead Auditor” examination satisfies the criteria of the PECB Examination and Certification Program (ECP). The assessment covers the following competency domains:

Domain 1: Core principles and concepts of AI management systems

Domain 2: Requirements for AI management systems

Domain 3: Fundamental concepts and principles of auditing

Domain 4: Preparation for ISO/IEC 42001 audits

Domain 5: Conduct of ISO/IEC 42001 audits

Domain 6: Closure of ISO/IEC 42001 audits

Domain 7: Management of ISO/IEC 42001 audit programs

For detailed information regarding examination formats, available languages, and procedural policies, please consult the PECB Examination Listing and the Examination Rules and Policies.

Certification

PECB ISO/IEC 42001 Certification Path and Prerequisites

Following a successful examination, candidates may apply for one of four professional credentials based on their experience level. All credentials necessitate passing the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or an approved equivalent) and executing the PECB Code of Ethics.

1. Certified ISO/IEC 42001 Provisional Auditor

Intended for individuals with theoretical proficiency who lack practical auditing or industry experience, suitable for early-career professionals entering the field.

  • Examination Requirement: Successful completion of the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or equivalent)

  • Professional Experience: No prior professional experience required

  • Management System Audit Experience: No prior audit experience required

  • Additional Requirement: Execution of the PECB Code of Ethics

2. Certified ISO/IEC 42001 Auditor

Designed for professionals possessing foundational experience in artificial intelligence management and auditing practices.

  • Examination Requirement: Successful completion of the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or equivalent)

  • Professional Experience: A total of two years, including at least one year of direct experience in Artificial Intelligence (AI)

  • Management System Audit Experience: A cumulative minimum of 200 hours of qualifying audit activities

  • Additional Requirement: Execution of the PECB Code of Ethics

3. Certified ISO/IEC 42001 Lead Auditor

The standard credential for experienced professionals qualified to plan, lead, and manage AI management system audit teams.

  • Examination Requirement: Successful completion of the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or equivalent)

  • Professional Experience: A total of five years, including at least two years of direct experience in Artificial Intelligence (AI)

  • Management System Audit Experience: A cumulative minimum of 300 hours of qualifying audit activities

  • Additional Requirement: Execution of the PECB Code of Ethics

4. Certified ISO/IEC 42001 Senior Lead Auditor

The highest tier for expert practitioners with extensive, long-term leadership experience in auditing AI frameworks.

  • Examination Requirement: Successful completion of the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or equivalent)

  • Professional Experience: A total of ten years, including at least seven years of direct experience in Artificial Intelligence (AI)

  • Management System Audit Experience: A cumulative minimum of 1,000 hours of qualifying audit activities

  • Additional Requirement: Execution of the PECB Code of Ethics

Note on Qualifying Audit Activities: To be recognized by PECB, audit hours must adhere to best practices and include activities such as audit planning, audit program management, drafting audit or nonconformity reports, conducting on-site audits, and leading audit teams.


https://pecb.com/en/education-and-certification-for-individuals/iso-iec-42001/iso-iec-42001-lead-auditor

General Provisions

  • Certification and examination fees are incorporated into the training course fee structure.
  • Participants will receive comprehensive training materials comprising over 450 pages of technical content, examples, best practices, exercises, and quizzes.
  • An attestation of course completion, valued at 31 CPD (Continuing Professional Development) credits, will be issued to participants who attend the training course.
  • Should a candidate not pass the examination, a retake is available at no additional cost within 12 months of the initial attempt.

Requirements

The primary prerequisite for participation in this training course is a fundamental understanding of ISO/IEC 42001, as well as the core principles and concepts of Artificial Intelligence.

Target Audience

This training course is designed for:

  • Individuals with an auditing background, whether internal or external, seeking to specialize in auditing AI management systems for government and enterprise contexts
  • Managers or consultants aiming to master the audit process for AI management systems
  • Individuals responsible for ensuring organizational conformity with AI management system requirements
  • Expert advisors in AI management
  • Professionals engaged in analyzing and interpreting business requirements for AI implementation
  • Individuals involved in the development and implementation of AI solutions and the design of AI system architecture

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