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Course Outline

Learning objectives

Upon successful completion of this training module, participants will be able to:

  • Articulate the core concepts and principles governing an artificial intelligence management system (AIMS) in accordance with ISO/IEC 42001.
  • Analyze ISO/IEC 42001 requirements for an AIMS from the perspective of an auditor, ensuring alignment with public sector governance standards applicable to government operations.
  • Assess the conformity of an AIMS to ISO/IEC 42001 requirements by applying fundamental audit concepts and principles.
  • Plan, execute, and finalize an ISO/IEC 42001 compliance audit in strict adherence to ISO/IEC 17021-1 requirements, ISO 19011 guidelines, and established auditing best practices for government entities.
  • Administer an ISO/IEC 42001 audit program consistent with professional auditing standards.

Outline

Day 1: Overview of the artificial intelligence management system and ISO/IEC 42001 standards

Day 2: Audit principles and the preparation and initiation phases of an audit

Day 3: Execution of on-site audit activities

Day 4: Conclusion and reporting of the audit

Day 5: Certification Examination

Examination

The “PECB Certified ISO/IEC 42001 Lead Auditor” examination aligns with the requirements of the PECB Examination and Certification Program (ECP). It assesses competency across the following domains:

Domain 1: Fundamental principles and concepts of an AI management system

Domain 2: Requirements for an AI management system

Domain 3: Fundamental audit concepts and principles

Domain 4: Preparation for an ISO/IEC 42001 audit

Domain 5: Execution of an ISO/IEC 42001 audit

Domain 6: Closure of an ISO/IEC 42001 audit

Domain 7: Management of an ISO/IEC 42001 audit program

For detailed information regarding exam format, available languages, and other specifics, refer to the List of PECB Exams and the Examination Rules and Policies.

Certification

PECB ISO/IEC 42001 Certification Path and Requirements

After passing the examination, candidates may apply for one of four professional credentials based on their experience. All credentials require successful completion of the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or an approved equivalent) and adherence to the PECB Code of Ethics.

1. Certified ISO/IEC 42001 Provisional Auditor

Suitable for individuals new to the field who have acquired theoretical knowledge but lack practical auditing or industry experience.

  • Exam Requirement: Pass the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or equivalent)

  • Professional Experience: None required

  • Management System Audit Experience: None required

  • Additional Requirement: Sign the PECB Code of Ethics

2. Certified ISO/IEC 42001 Auditor

Intended for professionals with foundational experience in artificial intelligence management and auditing.

  • Exam Requirement: Pass the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or equivalent)

  • Professional Experience: Two years total, including at least one year of specific work experience in Artificial Intelligence (AI).

  • Management System Audit Experience: A minimum of 200 hours of qualifying audit activities.

  • Additional Requirement: Sign the PECB Code of Ethics

3. Certified ISO/IEC 42001 Lead Auditor

The standard credential for experienced professionals qualified to plan, lead, and manage AI management system audit teams, including those serving government agencies.

  • Exam Requirement: Pass the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or equivalent)

  • Professional Experience: Five years total, including at least two years of specific work experience in Artificial Intelligence (AI).

  • Management System Audit Experience: A minimum of 300 hours of qualifying audit activities.

  • Additional Requirement: Sign the PECB Code of Ethics

4. Certified ISO/IEC 42001 Senior Lead Auditor

The highest tier for expert practitioners with comprehensive, long-term leadership experience in auditing AI frameworks.

  • Exam Requirement: Pass the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or equivalent)

  • Professional Experience: Ten years total, including at least seven years of specific work experience in Artificial Intelligence (AI).

  • Management System Audit Experience: A minimum of 1,000 hours of qualifying audit activities.

  • Additional Requirement: Sign the PECB Code of Ethics

Qualifying Audit Activities Note: To be considered valid by PECB, audit hours must adhere to best practices and include activities such as audit planning, audit program management, drafting audit or nonconformity reports, conducting on-site audits, and leading an audit team.


https://pecb.com/en/education-and-certification-for-individuals/iso-iec-42001/iso-iec-42001-lead-auditor

General

  • Certification and examination fees are included in the training course price.
  • Participants receive comprehensive training materials comprising over 450 pages of explanatory information, examples, best practices, exercises, and quizzes suitable for government compliance training.
  • An attestation of course completion awarding 31 CPD (Continuing Professional Development) credits will be issued to participants who attend the entire training course.
  • Candidates who do not pass the examination may retake it within 12 months of their initial attempt at no additional cost.

Requirements

Eligibility to enroll in this instructional program requires a foundational grasp of ISO/IEC 42001 standards, alongside core principles and concepts related to artificial intelligence.

Target Audience

This educational offering is designed for:

  • Internal and external auditors aiming to specialize in the evaluation of AI management systems
  • Management personnel and consultants dedicated to mastering audit procedures for AI management frameworks
  • Personnel tasked with ensuring organizational adherence to AI management system requirements
  • Specialist advisors focused on AI management strategies
  • Professionals engaged in the analysis and interpretation of business needs for AI deployment, particularly those requiring solutions for government applications
  • Staff members responsible for the creation, execution, and architectural design of AI systems and solutions
 35 Hours

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