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 Duration 14 hours

Course Outline

Overview of Root Cause Analysis (RCA)

  • Definition and strategic value of RCA
  • Categorization of root causes: systemic, procedural, and personnel-related elements
  • Application of RCA within the internal audit governance framework

Identification and Characterization of Audit Findings

  • Prevalent challenges encountered in internal audits
  • Effective methodologies for documenting audit findings
  • Differentiating between surface-level symptoms and underlying root causes

Essential RCA Methodologies for Internal Auditors

  • Application of the 5 Whys technique
  • Utilization of Fishbone (Ishikawa) diagrams
  • Implementation of Failure Mode and Effects Analysis (FMEA)
  • Pareto Analysis for prioritizing critical root causes

Execution of RCA Investigations

  • Collection and evaluation of relevant data
  • Conducting stakeholder interviews for factual verification
  • Establishing clear cause-and-effect linkages

Formulation and Execution of Corrective Measures

  • Converting RCA insights into practical recommendations
  • Structuring corrective and preventive action plans (CAPA)
  • Sustaining the long-term efficacy of implemented actions

Incorporating RCA into Internal Audit Operations

  • Integrating RCA into audit planning and reporting cycles
  • Leveraging RCA for continuous organizational improvement
  • Ongoing monitoring and review of RCA results

Case Studies and Practical Applications

  • Exemplars of RCA application in audit contexts
  • Collaborative exercise: Performing RCA on sample audit findings
  • Simulated interviews for pinpointing root causes

Conclusions and Recommended Follow-up Actions

Requirements

  • Fundamental knowledge of internal auditing processes
  • Professional experience in risk assessment and compliance
  • Working familiarity with organizational policies and procedures

Target Audience

  • Internal auditors
  • Risk and compliance officers
  • Quality assurance professionals
  • Process improvement specialists

Number of participants


Price per participant

Runs with a minimum of 4 + people. For 1-to-1 or private group training, request a quote.

Testimonials (1)

Fun to talk

Jihan Fadila - BAF
Course - Root Cause Analysis (RCA) for Internal Audit

Upcoming Courses

Root Cause Analysis (RCA) for Internal Auditors

2026-11-06 09:30
14 hours
Peoria, IL - Regus at 416 Main St
$ 2703 (Online)
$ 3903 (Classroom)

Root Cause Analysis (RCA) for Internal Auditors

2026-11-20 09:30
14 hours
Springfield, IL
$ 2703 (Online)
$ 3903 (Classroom)

Root Cause Analysis (RCA) for Internal Auditors

2026-12-04 09:30
14 hours
NY, Long Island - Bohemia
$ 2703 (Online)
$ 3903 (Classroom)

Root Cause Analysis (RCA) for Internal Auditors

2026-12-18 09:30
14 hours
PA, Pittsburgh - Penn Center East Monroeville
$ 2703 (Online)
$ 3903 (Classroom)

Root Cause Analysis (RCA) for Internal Auditors

2027-01-01 09:30
14 hours
NY, Long Island - New Hyde Park
$ 2703 (Online)
$ 3903 (Classroom)

Root Cause Analysis (RCA) for Internal Auditors

2027-01-15 09:30
14 hours
CT, Stamford - Downtown
$ 2703 (Online)
$ 3903 (Classroom)

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Root Cause Analysis (RCA)