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Course Outline
The Basics of Compliance and the Management of Compliance Risk for Government
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Understanding Compliance and the Risks Associated with It
- Key Areas of Focus
- Stakeholders for Compliance Officers and Money Laundering Reporting Officers
- Identifying and Mitigating the Risks of Non-Compliance
Creating and Managing a Compliance Risk Management Framework
- Understanding a Risk-Management Approach for Government
- The Impact on the Organization – Positive and Negative – of Implementing a Risk-Management Approach
Compliance and Corporate Governance
- Definition of Corporate Governance
- Interaction Between Corporate Governance and Compliance
- Key Stakeholders in Corporate Governance
- Principles of Corporate Governance for Government
- Management Committees and Their Roles
- Codes and Guidelines for Best Practices
- Corporate Governance and the Prevention of Financial Crime
Compliance Controls and Checks
- Regulatory Expectations for Government
- Developing a Comprehensive Compliance Monitoring Program
Other Financial Crime Considerations
- Revisiting Money Laundering and Terrorist Financing
- Fraud Prevention Strategies
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Data Protection and Information Security for Government
- Managing Personal and Sensitive Information
- Implementing Robust Data Protection Policies
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Addressing Bribery and Corruption
- UK Bribery Act 2010
- USA Foreign Corrupt Practices Act
- Other Areas for Consideration in Government
- Impact of Brexit on Compliance and Risk Management
- Market Abuse and Insider Dealing Prevention
- Sanctions Compliance for Government
Financial Crime in International Business, Offshore Centers, and with High-Net-Worth Clients
- Why Do Financial Criminals Target International Business, Offshore Centers, and High-Net-Worth Clients?
- Major Risks in Engaging in This Type of Business for Government
The Future of Compliance and Risk Management
- Identifying Current Hotspots in Compliance and Risk Management for Government
21 Hours
Testimonials (2)
The trainer was helpful..
Attila - Lifial
Course - Compliance and the Management of Compliance Risk
I genuinely enjoyed the real examples of the trainer.