Compliance and the Management of Compliance Risk Training Course

The Basics of Compliance and the Management of Compliance Risk for Government

• Understanding Compliance and Associated Risks
  • Key Areas of Focus
  • Stakeholders of Compliance Officers and Money Laundering Reporting Officers
  • Mitigating the Risks of Non-Compliance for Government Operations

Creating and Managing a Compliance Risk Management Framework for Government

• Understanding a Risk-Management Approach for Government
• The Impact of a Risk-Management Approach on Public Sector Operations, Both Positively and Negatively

Compliance and Corporate Governance for Government

• What is Corporate Governance?
• Interaction Between Corporate Governance and Compliance in the Public Sector
• Stakeholders in Corporate Governance for Government
• Principles of Corporate Governance for Government Agencies
• Management Committees in Public Sector Organizations
• Codes and Guidelines for Government Entities
• Corporate Governance and Financial Crime Prevention for Government

Compliance Controls and Checks for Government

• Regulatory Expectations for Government Agencies
• Creating a Compliance Monitoring Program for Government Operations

Other Financial Crime Considerations for Government

• Revisiting Money Laundering and Terrorist Financing in the Public Sector
• Fraud Prevention in Government Agencies
• Data Protection and Information Security for Government
  • Management of Personal and Sensitive Information
  • Implementation of Data Protection Policies for Government
• Bribery and Corruption in Public Sector Operations
  • Compliance with the UK Bribery Act 2010
  • Adherence to the USA Foreign Corrupt Practices Act
  • Additional Areas of Consideration for Government
• Impact of Brexit on Government Operations
• Market Abuse and Insider Dealing in Public Sector Financial Activities
• Sanctions Compliance for Government Agencies

Financial Crime in International Business, Offshore Centers, and with High-Net-Worth Clients for Government

• Why Do Financial Criminals Target International Business, Offshore Centers, and High-Net-Worth Clients?
• Major Risks in Engaging in This Type of Business for Government Agencies

The Future of Compliance and Risk Management for Government

• Identifying Today’s Hotspots in Compliance and Risk Management for Government