Compliance and the Management of Compliance Risk Training Course

The Basics of Compliance and the Management of Compliance Risk for Government

• Understanding Compliance and Associated Risks
  • Key Areas of Focus
  • Stakeholders for Compliance Officers and Money Laundering Reporting Officers
  • Identifying and Mitigating Non-Compliance Risks

Creating and Managing a Compliance Risk Management Framework for Government

• Understanding a Risk-Management Approach for Government
• The Impact of a Risk-Management Approach on Government Operations – Positive and Negative Implications

Compliance and Corporate Governance for Government

• Defining Corporate Governance
• Interactions Between Corporate Governance and Compliance
• Key Stakeholders in Corporate Governance
• Principles of Corporate Governance
• Management Committees in Government
• Codes and Guidelines for Government
• Corporate Governance and Financial Crime Prevention for Government

Compliance Controls and Checks for Government

• Regulator Expectations for Government
• Developing a Compliance Monitoring Program for Government

Other Financial Crime Considerations for Government

• Revisiting Money Laundering and Terrorist Financing for Government
• Fraud Prevention for Government
• Data Protection and Information Security for Government
  • Handling Personal and Sensitive Information for Government
  • Implementing Data Protection Policies for Government
• Addressing Bribery and Corruption for Government
  • UK Bribery Act 2010 and Its Implications for Government
  • USA Foreign Corrupt Practices Act and Its Impact on Government
  • Additional Considerations for Government
• The Impact of Brexit on Government Operations
• Market Abuse and Insider Dealing for Government
• Sanctions Compliance for Government

Financial Crime in International Business, Offshore Centers, and with High-Net-Worth Clients for Government

• Why Do Financial Criminals Target International Business, Offshore Centers, and High-Net-Worth Clients?
• Major Risks Associated with Engaging in This Type of Business for Government

The Future of Compliance and Risk Management for Government

• Identifying Current Hotspots in Compliance and Risk Management for Government