Course Outline
Institutional Module: Foundations of Due Diligence for Government
- Overview of due diligence frameworks in financial institutions for government operations
- Governance structures, accountability, and reporting lines within public sector organizations
- Integration with risk management and internal control systems to enhance public trust
- Aligning due diligence practices with organizational strategy and compliance culture in government agencies
Management Module: Leadership and Oversight for Government
- Board and executive responsibilities in compliance oversight within governmental bodies
- Establishing compliance committees and accountability mechanisms to ensure transparency
- Performance monitoring, escalation procedures, and corrective action planning for government agencies
- Ethical leadership and decision-making frameworks tailored for public sector leaders
Marketing and Sales Module: Ethical Conduct and Client Transparency for Government
- Due diligence in client acquisition and marketing activities within government programs
- Managing conflicts of interest and ensuring transparency in disclosures for public sector initiatives
- Ensuring data protection and consent in customer communications for government services
- Monitoring sales practices to ensure compliance and mitigate reputational risk for government programs
Technical Module: Operational and Data Due Diligence for Government
- Mapping data flows and identifying sensitive information in public sector systems
- Evaluating system controls and cybersecurity posture to protect government assets
- Integrating technology risk assessments into compliance reviews for government agencies
- Tools and automation for due diligence data collection and reporting in public sector operations
Financial Module: Financial Integrity and Risk Analysis for Government
- Assessing financial performance, solvency, and liquidity indicators within government entities
- Evaluating counterparties and suppliers for financial stability to support public sector initiatives
- Financial crime prevention: AML, CFT, and sanctions screening in government operations
- Fraud detection, internal audits, and red flag indicators for government agencies
Legal and Regulatory Module: CRS, FATCA, and Global Compliance Obligations for Government
- Understanding the Common Reporting Standard (CRS) and FATCA requirements in public sector contexts
- Due diligence for tax residency, indicia search, and self-certifications within government programs
- Key legal frameworks: OECD, MCAA, and domestic implementation for government agencies
- Managing penalties, remediation, and reporting obligations in public sector operations
Environmental, Health and Safety, and Business Integrity Module for Government
- ESG integration into due diligence practices within government agencies
- Health and safety compliance within financial and operational activities of public sector organizations
- Business integrity policies and anti-corruption measures tailored for government operations
- Reporting sustainability risks and compliance gaps in public sector initiatives
Information Technology Module: Data Governance and Security Compliance for Government
- IT governance frameworks and digital risk management for government agencies
- Data integrity, retention, and traceability standards in public sector systems
- Regulatory compliance in digital transformation and AI adoption within government operations
- Incident response, disaster recovery, and resilience planning for government IT infrastructure
Integrative Module: Governance, Risk, and Audit Readiness for Government
- Consolidating due diligence findings across departments in public sector organizations
- Creating integrated compliance dashboards and reporting frameworks for government agencies
- Preparing for external audits and regulator inspections within the public sector
- Developing continuous improvement and training plans for government staff
Case Studies and Practical Exercises for Government
- Review and classification of sample client and vendor due diligence files in a government context
- Simulating a multi-module risk assessment scenario for public sector operations
- Developing a corrective action and monitoring plan for government programs
Summary and Next Steps for Government
Requirements
- Knowledge of financial compliance and risk management procedures for government
- Understanding of fundamental tax, regulatory, or AML/KYC principles
- Experience in client onboarding or governance functions is beneficial
Audience
- Compliance and risk management officers for government
- Legal and audit professionals for government
- Operational, financial, and IT managers involved in due diligence processes for government
Testimonials (5)
Experience of the trainer and his way of conveying the content
Roggli Marc - Bechtle Schweiz AG
Course - FinOps
i like that it was easy to understand - not too technical
Kirthanya Pillay - Woolworths Financial Services
Course - FinOps Certified Practitioner (FOCP) Preparation
he was informative, shared a lot of material to reference
Siphokazi Mnyebeleza
Course - FinOps For Engineers
Personal service and orientated to my needs
ANN - New Vitality Clinic
Course - GnuCash for Business Accounting
The lecturer is very knowledgeable and can substantiate theories with his own personal experiences.
