Course Outline
Session 1 (4h)
Module 1 – Audit Information Systems (AIS) Applied to Functional Operations in R/3 (2h)
- Review of R/3 operational processes and data tables pertinent to audit activities.
- Documentation of functional evidence utilizing standard SAP GUI transactions.
Module 2 – Process-Driven Access Governance (2h)
- Role architecture and access restriction protocols using PFCG and SU01.
- Utilization of SU53 and SUIM for expedited diagnostic assessments.
- Implementation of RACI matrices aligned with process workflows and pragmatic Segregation of Duties (SoD) controls.
Session 2 (4h)
Module 3 – Financial Accounting and Controlling (FI/CO) with an Emphasis on Internal Controls (2h)
- Configuration of OB52, tolerance limits, and accounting authorization frameworks.
- Validation of journal entries and retention of evidence through standard workflow mechanisms.
- Tracking modifications to accounting master data and bank account records.
Module 4 – Materials Management and Sales and Distribution (MM/SD) with an Emphasis on Internal Controls (2h)
- MM: Procurement release strategies, pricing adjustments, and condition maintenance.
- SD: Credit limit enforcement, pricing structures, and discount condition management.
- Compilation of evidence via change documentation, system logs, and analytical reports.
Session 3 (4h)
Module 5 – System Logs and Operational Documentation (3h)
- Application of SM20 (detailing activity, user, and timestamp) to functional audit scenarios.
- SCU3: Monitoring changes to master data records including vendors, customers, materials, and conditions.
- STAD/ST03N: Evaluation of transaction execution metrics.
- Data extraction (ALV/CSV/PDF) and preparation of supplementary audit annexes.
Module 6 – Quality Assurance and Verification Testing (1h)
- Formulation of test cases incorporating acceptance criteria and essential evidence requirements.
Session 4 (4h)
Module 7 – Applied Process Simulation Lab (3h)
- Simulation project: Procurement-to-sales cycle incorporating exception handling scenarios.
- Collection of audit evidence and compilation of a comprehensive dossier.
Module 8 – Conclusions and Transition to Operational Implementation (1h)
- Development of operational checklists and recurring control scheduling protocols.
- Establishment of best practices for audit readiness and regulatory compliance.
Deliverables:
- Test case templates along with RACI and Segregation of Duties (SoD) matrices.
- Standardized report suite (SUIM, SM20, SCU3, ALV listings).
Summary and Future Action Items
Requirements
- Practical functional experience in FI/MM/SD modules
- Access to a designated test client environment
- Foundational knowledge of audit or internal control principles is advantageous
Target Audience
- Functional consultants specializing in FI/MM/SD
- Internal control and regulatory compliance specialists
- SAP business process owners
Testimonials (2)
In question and answer section, we can ask many cases and Mr. Oki is great to make us understand the solution of our issues.
Verified Client
Course - Mastering On-Premise SAP Fiori Development
It was straight to the point and more practical
