Course Outline
Session 1 (4 hours)
Module 1 – Application Interface Standards for Functional Use in R/3 (2 hours)
- Comprehensive overview of R/3 business processes and database tables pertinent to audit requirements.
- Procurement of functional evidence through standard SAP GUI transactions.
Module 2 – Process-Oriented Access Management (2 hours)
- Role architecture and access control implementation utilizing PFCG and SU01.
- Rapid diagnostic analysis using SU53 and SUIM tools.
- Development of RACI matrices by process and implementation of pragmatic Segregation of Duties (SoD) controls.
Session 2 (4 hours)
Module 3 – Financial Accounting/Controlling with Emphasis on Control Frameworks (2 hours)
- Management of OB52 settings, transaction tolerances, and accounting authorizations.
- Verification of journal entry approvals and evidence collection via standard workflow procedures.
- Maintenance of traceability for modifications to accounting master records and bank account data.
Module 4 – Materials Management/Sales and Distribution with Emphasis on Control Frameworks (2 hours)
- Materials Management: Oversight of purchase release strategies, price adjustments, and condition records.
- Sales and Distribution: Monitoring of credit limits, pricing structures, and discount conditions.
- Evidence generation through change documents, system logs, and standardized reports.
Session 3 (4 hours)
Module 5 – System Logs and Operational Evidence (3 hours)
- Utilization of SM20 for identifying transaction details, user identity, and timestamps in functional contexts.
- Monitoring of master data modifications via SCU3, including vendors, customers, materials, and conditions.
- Analysis of transaction execution performance using STAD and ST03N.
- Data extraction via ALV grids, CSV, or PDF formats and compilation of supporting documentation.
Module 6 – Quality Assurance and Testing (1 hour)
- Development of test cases incorporating acceptance criteria and requirements for minimal evidentiary support.
Session 4 (4 hours)
Module 7 – Applied Process Laboratory (3 hours)
- Mini-project focused on purchase-to-pay and order-to-cash cycles, including exceptional scenario handling.
- Collection of evidence and formation of comprehensive audit dossiers.
Module 8 – Program Closeout and Transition to Operations (1 hour)
- Distribution of operational checklists and periodic control schedules.
- Dissemination of best practices for regulatory compliance and audit readiness.
Deliverables:
- Test case templates and RACI/SoD matrices tailored for government operations.
- Foundational report sets generated via SUIM, SM20, SCU3, and ALV listings.
Summary and Next Steps
Requirements
- Demonstrated expertise in FI/MM/SD modules
- Availability of a designated test environment (test mandante)
- Knowledge of fundamental audit and control principles is advantageous
Audience
- Functional consultants specializing in FI/MM/SD
- Internal governance and compliance professionals
- SAP business process owners
Testimonials (2)
In question and answer section, we can ask many cases and Mr. Oki is great to make us understand the solution of our issues.
Verified Client
Course - Mastering On-Premise SAP Fiori Development
It was straight to the point and more practical
